The Countdown

For existing plans to outsource for 2026

Watch this 1 minute video overview about merging existing plans into Castle Rock PEP.

Plan Administration

Plan Sponsor

Outsourced

In most retirement plans, the employer typically holds the plan sponsor role, which carries all the administrative, fiduciary and investment duties. Why not outsource it and move most administrative duties off your plate? 


Imagine If...

We pooled together

Castle Rock PEP was designed with every size employer in mind. By pooling together with other employers, costs are lowered by negotiating services and fees on the collective behalf. This is a win-win for employers AND employees.

Castle Rock Investment Company Slavic401k Adopting Employer
Select and monitor service providers: PPP, 3(38), trustee, other service providers as designated by the PPP
Select and monitor plan investment options
Select PEP plan provisions applicable to all adopting employers
Select plan provisions applicable to adopting employer
Review and approve plan provisions applicable to adopting employer
Prepare, review and approve plan amendments
Sign plan adoption agreements
Provide complete employee census data
Submit plan contributions or utilize Payroll Integrations
Provide updates to change in company ownership or restructuring
Monitor plan IRS contribution limits
Monitor timely submission of contributions
Prepare and deliver participant regulatory disclosures
Approve and process participant loans and distributions
Prepare, sign and submit IRS/DOL Form 5500
Perform, review and approve plan testing
Make necessary plan corrections to keep plan compliant
Platte Valley Companies Case Study Castle Rock_Page_1

Case study

This case study highlights the impact an innovative match approach had on employee participation.

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Michele Suriano Founder

Video

Looking for a new type of adviser?

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Castle Rock PEP Graphic

Infographic

A visual overview of Castle Rock PEP Contacts.

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Castle Rock PEP Guide July 2025_Page_01

Guide

An overview of Castle Rock PEP including investment performance, benefits, contacts, and pricing.

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Fiduciary Training Front Page

Course

This is part one of a two part ERISA fiduciary training course for committee members

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Fiduciary Training Front Page

Fiduciary Training Quiz

This multiple choice quiz is based on part one of the Fiduciary Training course.

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Castle Rock Capabilities Statement 2025

Capabilities Statement

An updated outline of the capabilities of Castle Rock Investment Company

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How much to save webinar

Webinar

"How much should I save?" It's the first question during a one-on-one meeting. This video reviews the National Savings Rate Guidelines and answers the question.

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Blog post

Check out our blog post to keep learning about retirement plan designs.

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115 Wilcox Street, Suite 220, Castle Rock, CO 80104

Castle Rock Investment Company is registered as an Investment Adviser in the State of Colorado, in addition to any other states requiring registration when otherwise not exempt.

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