Castle Rock PEP Pricing
All clients receive
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Financial Planning Software
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Individual Investment Advice
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Group Education Meetings
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Expert Plan Design
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Investment Monitoring
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Ongoing Employee Support
Fee & Expense Information
Plan fees include a fixed administration fee and an asset-based fee. The fixed administration fee is billed quarterly in advance and is not pro-rated. It can be paid directly by the employer or from participant accounts.
Participant Count
0-50
51-100
101 & Above
Quarterly Fixed Fee
$8.75
$7.50
$6.25
Breakdown of annual asset-based fees
The asset-based fee is charged pro-rata to participant accounts and is determined by the total assets in each adopting employer's plan.
For example, if the adopting employer's plan assets are $1,000,001, each account will be assessed .55% annually (0.40% to Slavic + 0.15% to Castle Rock). The fees are deducted quarterly in arrears.
Adopting Employer 401(k) Plan Assets
$0-$250,000
$250,001-$500,000
$500,001-$1,000,000
$1,000,001-$2,000,000
$2,000,001-$5,000,000
Over $5,000,000
Slavic Recordkeeping and Administrative Fee
0.70%
0.65%
0.50%
0.40%
0.30%
0.25%
Castle Rock Investment Advisory Fee
0.25%
0.20%
0.18%
0.15%
0.12%
0.10%
Summary of Expenses
Click on the link to see a summary of all expenses.
Start-up Costs
The one-time set up fee is $1,000. Your company may be able to receive a tax credit to offset the start-up cost. Please speak with your tax advisor.