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Castle Rock PEP Pricing

Cattle Drive through Castle Rock

Start-up Costs

A $1,000 one-time onboarding fee for existing plans and $500 for start-up plans. Your company may be able to receive a tax credit to offset the start-up cost. Please speak with your tax advisor.

Fee & Expense Information

Plan fees include a fixed administration fee and an asset-based fee. The fixed administration fee is billed quarterly in advance and is not pro-rated. It can be paid directly by the employer or from participant accounts.

Participant Count

0-50

51-100

101 & Above

Quarterly Fixed Fee

$8.75

$7.50

$6.25

Breakdown of annual asset-based fees

The asset-based fee is charged pro-rata to participant accounts and is determined by the total assets in each adopting employer's plan.

For example, if the adopting employer's plan assets are $1,000,001, each account will be assessed .55% annually (0.40% to Slavic + 0.15% to Castle Rock). The fees are deducted quarterly in arrears. 

Adopting Employer 401(k) Plan Assets

$0-$250,000

$250,001-$500,000

$500,001-$1,000,000

$1,000,001-$2,000,000

$2,000,001-$5,000,000

Over $5,000,000

Slavic Recordkeeping and Administrative Fee

0.70%

0.65%

0.50%

0.40%

0.30%

0.25%

Castle Rock Investment Advisory Fee

0.25%

0.20%

0.18%

0.15%

0.12%

0.10%

Example of Employer with 150 Employees

Note- There is no audit cost. There is one audit of the PEP and that cost is paid by Slavic401k. Download the Fee Benchmark Report.

Paid by Employer or Employee

Plan Assets

Slavic401k and Castle Rock

$50,000

$4,225

$500,000

$8,000

$1,000,000

$10,550

$3,000,000

$16,350

$6,000,000

$24,750

$10,000,000

$38,750

$25,000,000

$91,250

Example:  Employer with 10 Employees. Download the Fee Benchmark Report.

Paid by Employer or Employee

Plan Assets

Slavic401k and Castle Rock

$50,000

$825

$100,000

$1,300

$200,000

$2,250

$300,000

$2,900

$500,000

$3,750

$750,000

$5,450

$900,000

$6,470

$1,500,000

$8,600

$3,000,000

$12,950

$6,000,000

$21,350