Skip to content
Launch Recite Me assistive technology

Castle Rock PEP Pricing

All clients receive

  • Financial Planning Software

  • Individual Investment Advice

  • Group Education Meetings

  • Expert Plan Design

  • Investment Monitoring

  • Ongoing Employee Support

Fee & Expense Information

Plan fees include a fixed administration fee and an asset-based fee. The fixed administration fee is billed quarterly in advance and is not pro-rated. It can be paid directly by the employer or from participant accounts.

Participant Count

0-50

51-100

101 & Above

Quarterly Fixed Fee

$8.75

$7.50

$6.25

Breakdown of annual asset-based fees

The asset-based fee is charged pro-rata to participant accounts and is determined by the total assets in each adopting employer's plan.

For example, if the adopting employer's plan assets are $1,000,001, each account will be assessed .55% annually (0.40% to Slavic + 0.15% to Castle Rock). The fees are deducted quarterly in arrears. 

Adopting Employer 401(k) Plan Assets

$0-$250,000

$250,001-$500,000

$500,001-$1,000,000

$1,000,001-$2,000,000

$2,000,001-$5,000,000

Over $5,000,000

Slavic Recordkeeping and Administrative Fee

0.70%

0.65%

0.50%

0.40%

0.30%

0.25%

Castle Rock Investment Advisory Fee

0.25%

0.20%

0.18%

0.15%

0.12%

0.10%

Investment Expense Ratios

Click on the link to see the current investment expenses.

Cattle Drive through Castle Rock

Start-up Costs

The one-time set up fee is $500 + $25 per employee up to $5,000. Your company may be able to receive a tax credit to offset the start-up cost. Please speak with your tax advisor.