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Fiduciary Tool Belt

Save the Date April 17th, 5-7pm

Services

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Plan Governance Documentation

We have been drafting plan governance documents for twenty years. Review the samples provided in the link below:

  • Board Resolution

  • Charter

  • Fiduciary Appointment / Acknowledgement

  • Investment Policy Statement

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ERISA Fiduciary Training

Are you the curious fiduciary that wants to know

Have you bravely joined a retirement plan committee without the guiding light of formal fiduciary training? Wondering whether your duties and liabilities come with a secret decoder ring? You can test your knowledge before and after with quizzes.

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Preparation for Regulators and Audits

Coming Soon...

Castle Rock PEP Fourth Quarter Review

Why Two Funds Are Being Replaced

Upcoming Investment Changes- Read the blog post for details.
      

Highlights:

  • DFA Large Cap International Portfolio Institutional Class (DFALX)
                replacing MFS International Equity Fund Class R6 (MIEIX)
  • PGIM Jennison Natural Resources Fund - Class R6 (PJNQX)
                replacing Vanguard Materials Index Fund Admiral Shares (VMIAX)
  •  Save the Date- Friday, April 17, 2026- Celebrating the people who made 20 years possible 
  •  This year's legal disclosures were refreshed to incorporate policies and changes going back to 2015 including ADV Part 2A & 2B, Part 2A Appendix 1, and Privacy Policy. Happy reading! 

Investment Options and Performance

Click on the link to see the current investment options and performance.