Fiduciary Tool Belt
Plan Governance Documentation
We have been drafting plan governance documents for more than twenty years. Review the samples provided in the link below:
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Board Resolution
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Charter
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Fiduciary Appointment / Acknowledgement
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Investment Policy Statement
ERISA Fiduciary Training
Are you the curious fiduciary that wants to know
Have you bravely joined a retirement plan committee without the guiding light of formal fiduciary training? Wondering whether your duties and liabilities come with a secret decoder ring? You can test your knowledge before and after with quizzes.
Preparation for Regulators and Audits
Prepare for DOL and IRS audits with essential guidelines, document requests, and worksheets to ensure compliance and effective management of your 401(k) plan.
Testimonial
“I’ve had the pleasure of working with Castle Rock Investment Company for the past 8 years, and I couldn’t be happier with their expertise and personalized guidance.
The team at Castle Rock is highly professional and knowledgeable. They take the time to understand individual financial goals and tailor their advice accordingly.
Castle Rock provides exceptional customer service, a wide array of investment choices, and well-educated financial guidance. Whether it’s for small or large business needs, Castle Rock covers it all.
Castle Rock truly puts clients first. Their consultative approach ensures that each client receives personalized attention and strategic solutions.
Throughout my engagement, Castle Rock maintained clear and transparent communication. They explained complex financial concepts in a way that was easy to understand and easy to manage.
The results speak for themselves. Castle Rock manages substantial assets and has a strong track record of success.
Castle Rock Investment Company is a reliable partner for anyone seeking financial guidance. I highly recommend Castle Rock Investment Company's services to any company looking to partner with an independent investment adviser with ERISA expertise.”