ERISA Fiduciary Training
What you need to know
Are you the curious fiduciary that wants to know
Have you bravely joined a retirement plan committee without the guiding light of formal fiduciary training? Wondering whether your duties and liabilities come with a secret decoder ring? You can test your knowledge before and after with the quizzes below.
ERISA Fiduciary Training- Part 1
For Your Fiduciary Tool Belt
In Part 1 we review which regulatory agencies have oversight over qualified plans and the roles and duties of parties-in-interest and fiduciaries of the plan.
Topics:
- Overview of Employee Retirement Income Security Act of 1974 (“ERISA”), as amended
- Fiduciary Status
- Fiduciary vs. Settlor Functions
- Fiduciary Duties
- Investments: Selection and Monitoring
- Plan Expenses: Negotiating and Benchmarking
ERISA Fiduciary Training - Part 1 Quiz
Castle Rock Investment Company
Instructions: Complete all 20 questions and click Grade Quiz to view your score.
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Passing score: 80%
ERISA Fiduciary Training- Part 2
For Your Fiduciary Tool Belt
In Part 2 we review what is prohibited, how to limit your liability, and common retirement plan administration issues.
Topics:
- Prohibited Transactions
- Limiting Potential Liability
- Administration Issues
- Annual Compliance and Nondiscrimination Tests
- Annual Audit
- Form 5500
- Required Employee Notices
- DOL Guidance on Missing Participants
- DOL Guidance on Cybersecurity
- Top 10 Failures Found in IRS Voluntary Correction Program
- Late Deposit Errors
- Additional Resources
ERISA Fiduciary Training - Part 2 Quiz
Castle Rock Investment Company
Instructions: Complete all 20 questions and click Grade Quiz to view your score.
This HTML version is structured for HubSpot custom modules, landing pages, or embed areas.
Passing score: 80%
